Audit Support Skill

Runs control testing on a financial dataset and produces an audit findings memo by severity.

Finance / Controlsfinancecontrols
by AgentVoltv1.0.0Published 1y ago1 install
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Before & after

Same prompt, same agent — the only difference is the skill.

PromptOur expense reports have control gaps. How do we document findings for the audit committee?
Beforegeneric AI agent
This is an important governance issue. You'll want to evaluate your controls around expense submission, approval workflows, and reconciliation procedures. There are several categories of findings you might encounter. You should probably review your data for completeness and accuracy issues. Testing different control points could reveal risks. Documenting issues by severity level is standard practice. Have you identified specific areas of concern, or would you like to start with a comprehensive assessment?
Afterwith Audit Support Skill
CONTROL ASSESSMENT FRAMEWORK
Dataset: Q3 expense reports (847 transactions)
Assertion categories mapped: existence, completeness, accuracy, timeliness
Severity classification: material weakness | significant deficiency | standard issue

FINDINGS IDENTIFIED
Finding 1: Missing Receipt Attachments
Assertion affected: Completeness
Sample tested: 347 transactions
Failed: 42 items (12%)
Severity: Significant Deficiency
Root cause: Mobile submission app doesn't enforce receipt upload
Remediation: Require receipt before approval state transitions; add validation at approve button

Finding 2: Approval by Spender's Manager
Assertion affected: Authorization
Sample tested: all approvals
Failed: 14 transactions
Severity: Material Weakness
Root cause: Direct reports can approve own submissions via manager override
Remediation: Escalate to next-level manager when submitter reports to approver

Finding 3: Reimbursement Variance
Assertion affected: Accuracy
Sample tested: policy-compliant items
Failed: 8 per-diem charges over limit
Severity: Standard Issue
Root cause: Policy limits updated but training incomplete
Remediation: Email guidance to finance; update approval workflow with new limits

AUDIT MEMO SUMMARY
Three findings grouped by severity. Combined theme: process automation gaps expose authorization risk. Committee ready format with remediation timeline.

About this skill


name: audit-support-finance description: Use when Runs control testing on a financial dataset and produces an audit findings memo by severity.

Audit Support Skill

Evaluates a dataset for control issues, links each to assertions (existence, completeness, accuracy), tests controls, and classifies findings as material weakness, significant deficiency, or standard issue, including combined-theme analysis and remediation steps.

What you get

  • Available in the official finance plugin
  • outputs an audit-committee-ready memo.

Customize your output

  • Point it at your own workbooks/datasets and adapt the output structure to your reporting standards.

Example output

A 10-finding memo grouped by severity with root-cause and remediation.

Best for

Auditors, controllers, and risk teams.

SKILL.md preview

SKILL.md
---
name: audit-support-finance
description: Use when the user needs control testing run on a financial dataset and an audit findings memo produced with severity classification.
version: 1.0.0
category: Finance / Controls
author: AgentVolt
license: proprietary
tags:
  - finance
  - controls
  - flagship
---

# Audit Support Skill

Evaluates a dataset for control issues, links findings to assertions, tests controls, and classifies severity.

## When to use

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